SOUTH COAST AIR QUALITY MANAGEMENT DISTRICT
RULE 3002 - REQUIREMENTS
(Adopted October 8, 1993)(Amended August 11, 1995)(Amended November 14, 1997)
(a) Requirement for Title V Permit
A person shall not construct, modify, relocate, or operate a Title V facility, or equipment located at a Title
V facility, without first obtaining a Title V permit or permit revision that allows such construction, modification,
relocation or operation, except for:
- Equipment exempted from permitting requirements pursuant to Rule 219 - Equipment Not Requiring a Written Permit
Pursuant to Regulation II;
- Operation of equipment or a facility pursuant to the application shield provisions of subdivision (b) of this
- Construction, modification, relocation and operation of equipment or a facility authorized by a non-Title V
permit issued by the Executive Officer. The Executive Officer may issue a non-Title V permit to existing Phase
One or Phase Two facilities that apply for a non-Title V permit prior to the issuance of their initial Title V
(b) Application Shield
Notwithstanding subdivision (a) of this rule, it is not a violation of this rule to operate a Title V facility
or equipment located at a Title V facility without a Title V permit, provided that:
- A timely and complete application for initial Title V permit issuance or Title V permit renewal for such facility
or equipment has been filed with the Executive Officer; and,
- The Executive Officer has not taken final action on the application.
For the purpose of an application shield, a timely and complete application is one that has been submitted in
accordance with subdivisions (a) and (c) of Rule 3003. The application shield shall not apply if the permit applicant
has failed to submit information required pursuant to subdivision (d) of this rule.
(c) Duty to Comply
- A person shall construct and operate a Title V facility and all equipment located at a Title V facility in
compliance with all terms, requirements, and conditions specified in the Title V permit at all times.
- Any non-compliance with a Title V facility permit term, requirement, or condition is a violation of Regulation
XXX and is a violation of the federal Clean Air Act if the permit term, requirement or condition is federally enforceable.
Each day during any portion of which a violation occurs is a separate offense. Any non
shall be grounds for:
(A) enforcement action (under the California Health & Safety Code and the federal Clean Air Act);
(B) permit termination;
(C) permit revocation and reissuance;
(D) permit revision; and
(E) denial of a permit renewal or revision application.
- It shall not be a defense for a person in any of the actions listed in paragraph (c)(2) of this rule that it
would have been necessary to halt or reduce the permitted activity in order to maintain compliance with the conditions
of the permit, except as provided for in subdivision (g) of Rule 3002.
- A permit may be revised, revoked, reopened and reissued, or terminated for cause as provided in Rule 3004 -
Permit Types and Content, and Rule 3005 - Permit Revisions. The filing of a request by the holder of a Title V
permit, for a permit revision, revocation and reissuance, or termination, or of a notification of planned changes
or anticipated non-compliance does not stay any permit condition.
(d) Duty to Provide Timely Information
An applicant for, or holder of, a Title V permit shall furnish to the Executive Officer within a reasonable time,
as specified by the Executive Officer in writing, any information that the Executive Officer requests in writing
to process a permit application or to determine whether cause exists for revising, revoking and reissuing, or terminating
the permit, or to determine compliance with the permit.
(e) Duty to Provide Records
A holder of a Title V permit shall furnish to the Executive Officer within a reasonable time, as specified by the
Executive Officer in writing, copies of records that are required, by the permit, to be kept. Copies of information
claimed to be confidential shall be submitted in a form segregated from other information, conspicuously marked
"confidential" on each page, with a concise identification of the basis for the claim.
(f) Duty to Pay Fees
- The applicant for, or holder of, a Title V permit shall pay all required fees as specified in Regulation III
- Permit Fees.
- Failure to pay fees in compliance with paragraph (f)(1) of this rule shall be grounds for permit expiration
or revocation of the subject permit(s).
(g) Emergency Provisions
An emergency shall constitute an affirmative defense to an action brought for non-compliance with a technology-based
limitation if all of the following conditions are met:
- Properly signed, contemporaneous operating logs or other credible evidence that demonstrates compliance with
this subdivision are kept at the facility;
- The owner/operator of a Title V facility demonstrates that an emergency occurred and that the permit holder
can identify the cause(s) of the emergency;
- During the period of the emergency, the facility permit holder took all reasonable steps to minimize levels
of emissions that exceeded the emission standards, or other requirements in the permit;
- The owner/operator of a Title V facility submitted a written notice of the emergency to the District within
two working days of the time when emission limitations were exceeded due to the emergency. This notice shall contain
a description of the emergency, any steps taken to mitigate emissions, and corrective actions taken;
- The permitted facility was being operated properly (i.e., operated and maintained in accordance with the manufacturer’s
specifications, and in compliance with all regulatory requirements or a compliance plan) before the emergency;
- The facility complies with the breakdown provision of Rule 430 - Breakdown Provisions, or subdivision (i) of
Rule 2004 - Requirements, whichever is applicable.
In any enforcement proceeding, the facility permit holder seeking to establish the occurrence of an emergency
shall have the burden of proof.