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Comment 2 for Proposed Amendments to the Cap-and-Trade Program (cap-trade-draft-ws) - 1st Workshop.


First Name: Charles
Last Name: Waitman
Email Address: cgwaitman@sbcglobal.net
Affiliation: Versa Engineering and Technology

Subject: 95923 Cap-and-Trade Contractors
Comment:
1.  Please clarify if 95923 (1) (a) (A) and (B) are linked with and
(ie both A and B required, or (ie either A or B required), or
and/or.

2.  The word "information" is overly broad.  Receiving, for
example, advertising or shareholder notices from market
participants could be interpreted as "information."  I would
suggest replacing "information" with "information, not available to
the public and specifically indicative of compliance obligations
and account balances, while providing services on cap and trade
compliance ..."

3.  Please clarify if "contractor" refers to the individuals
specifically involved in 95923 (1) (a) (A/B) or the companies
employing such individuals to provide services to entities such as
registered participants.

4.  Please clarify section 95923 (c) which refers to 95923 (d)
which does not exist.

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Date and Time Comment Was Submitted: 2013-07-30 15:51:13



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